Securities Industry Symposium 2021
Please join us for a virtual edition of the annual Securities Industry Symposium, offering education on trends and hot topics for professionals in the industry, including an interview with Daniel R. Gregus, Co-Acting Regional Director for the SEC’s Chicago Regional Office and William St. Louis, FINRA Senior VP for Member Supervision.
This year's symposium will take place as a three-part live video series in November. Each session will be approximately one hour. Participants may register for one or all events.
The Securities Industry Symposium is co-sponsored by Greensfelder, Hemker & Gale, P.C. and the Bar Association of Metropolitan St. Louis.
After registering, you will receive a confirmation email with information about joining the webinar.
MO CLE credit available
Contact Alison Craghead at 314-345-4762 or firstname.lastname@example.org.
1 p.m. Wednesday, November 3
Panel presentation featuring:
- James C. Browning, Jr. - Vice President & Deputy General Counsel, Stifel
- Robert G. Brunton -Associate General Counsel, Team Leader – Regulatory, Edward Jones
- Gwendolyn M. Taylor -Senior Vice President and Senior Counsel, Benjamin F. Edwards
- Moderator: Molly R. Batsch -Officer, Greensfelder, Hemker & Gale, P.C.
1 p.m. Wednesday, November 10
Interview with Daniel R. Gregus - President and CEO of the Financial Industry Regulatory Authority.
Interviewer: Patrick Cotter - Officer, Greensfelder, Hemker & Gale, P.C.
1 p.m. Wednesday, November 17
Interview with William St. Louis - FINRA Senior Vice President and Firm Group Leader, Member Supervision
Interviewer: Don McBride -- Officer, Greensfelder, Hemker & Gale, P.C.