Securities Industry Symposium 2018

Donald Danforth Plant Science Center, 975 N Warson Rd, St. Louis, MO 63132
November 14, 2018

Please join us Wednesday, November 14, for the 10th annual Securities Industry Symposium, an afternoon of collaboration with colleagues and networking opportunities with other securities professionals. The half-day event will feature Robert Cook, President and CEO of FINRA, and Joel Levin, Director of the SEC Chicago Regional Office. Panel and discussion topics will include conflicts of interest, regulatory updates and internal investigations.

For information on past symposiums, click here. 

Contact Megan Schwedtmann at 314-345-4762 or