Annual Securities Industry Symposium
The firm’s annual Securities Symposium is offered in conjunction with the Bar Association of Metropolitan St. Louis (BAMSL). The Symposium is widely recognized as one of the premier events in the St. Louis securities community – a community that now rivals the long-considered financial hub, New York City. The Symposium offers highly informative discussions attracting compliance professionals, attorneys and regulators from around the region. The Symposium has boasted guest speakers, Cameron Funkhouser, Executive Vice President of FINRA's Office of Fraud Detection and Market Intelligence, Linda Feinberg, President, FINRA Dispute Resolution and Phyllis Borzi, Assistant Secretary Department of Labor, Employee Benefits Securities Administration.