2016 Securities Industry Symposium

Donald Danforth Plant Science Center, 975 North Warson Road, St. Louis, MO 63132
Wednesday, November 16, 2016
12:15 - 6:30 p.m.

Please join us Wednesday, November 16, for the eighth annual Securities Industry Symposium for an afternoon of informative discussions and networking with securities professionals. 

Location:
Donald Danforth Plant Science Center
Directions & Parking Information

4.2 Missouri CLE, including 0.5 ethics credit

Program Schedule:

12:15 – 12:45 p.m.   Registration

12:45 – 1 p.m.   Welcome and opening remarks                                                   

1 – 1:30 p.m.   Interview with David Glockner, U.S. Securities and Exchange Commission

  • Interviewer: Paul Matecki, Greensfelder, Hemker & Gale, P.C.

1:30 – 2 p.m.   Session 1: Future of the Securities Industry

  • Clifford Holekamp, Cultivation Capital and Washington University in St. Louis
  • Atul Kamra, SixThirty
  • Eduardo Queen, Wells Fargo Advisors
  • Phil Stanton, Greensfelder, Hemker & Gale, P.C.

2 – 2:30 p.m.   Break

2:30 – 3:20 p.m.   Session 2: Diversity in the Securities Industry

  • Emily Pitts, Edward Jones
  • Michael Downey, Downey Law Group LLC
  • Chris Pickett, Greensfelder, Hemker & Gale, P.C.

3:20 – 4 p.m.   Session 3: Litigation Update

  • Willie Epps, Edward Jones
  • Andrew Daniel, Bates Group
  • Jay Rosen, Capital Forensics, Inc.
  • Michael Brockland, Cosgrove Law Group, LLC
  • David Simmons, Greensfelder, Hemker & Gale, P.C.

4 – 4:15 p.m.   Break

4:15 – 4:45 p.m.   Interview with Timothy Hauser, U.S. Department of Labor

  • Interviewer: David Harris, Greensfelder, Hemker & Gale, P.C.

4:45 – 5:15 p.m.   Session 4: Senior Financial Advisors

  • John Beuerlein, Edward Jones
  • Julie Srouji Gantner, Wells Fargo
  • Amy Blaisdell, Greensfelder, Hemker & Gale, P.C.

5:15 – 5:20 p.m.   Closing remarks                                                                 

5:20 – 6:30 p.m.   Reception  

Questions?
Contact Bree Harms at 314-345-4762 or bharms@greensfelder.com.

For information on past symposiums, click here.