2016 Securities Industry Symposium
Please join us Wednesday, November 16 for the eighth annual Securities Industry Symposium for an afternoon of collaborating with colleagues and networking with other securities professionals. Featured interview participants will include:
- David A. Glockner, Director of the Chicago Regional Office, Securities and Exchange Commission
- Timothy D. Hauser, Deputy Assistant Secretary for Program Operations, Department of Labor
The symposium will feature numerous panel discussions on litigation trends and updates, diversity in the securities industry, considerations in light of the aging population of financial advisors, and a discussion on FINTECH, robo-advisors and crowdfunding.
Date & Time:
Registration: 12:15 - 12:45 p.m.
4.2 Missouri CLE, including 1.0 Ethics Credit, pending
Contact Bree Harms at 314-345-4762 or firstname.lastname@example.org.
For information on past symposiums, click here.