2016 Securities Industry Symposium

Donald Danforth Plant Science Center, 975 North Warson Road, St. Louis, MO 63132
November 16, 2016
12:15 - 6:30 p.m.

Please plan to join us Wednesday, November 16 for the eighth annual Securities Industry Symposium for an afternoon of collaborating with colleagues and networking with other securities professionals. Planned interviews include conversations with David A. Glockner (Director of the SEC’s Chicago Regional Office) and Timothy D. Hauser (DOL Deputy Assistant Secretary for Program Operations). We will also have panel discussions on litigation trends and updates, diversity in the securities industry, considerations in light of the aging population of financial advisors, and a discussion on FINTECH, robo-advisors and crowdfunding.

Date & Time:
Wednesday, November 16, 2016

Registration: 12:15 - 12:45 p.m.
Program: 12:45 - 5:20 p.m.
Cocktail reception: 5:20 - 6:30 p.m.

Donald Danforth Plant Science Center
975 North Warson Road
St. Louis, MO 63132

Directions & Parking Information

4.2 Missouri CLE, including 1.0 Ethics Credit, pending

Contact Bree Harms at 314-345-4762 or bharms@greensfelder.com.

For information on past symposiums, click here.