2016 Securities Industry Symposium
Please plan to join us Wednesday, November 16 for the eighth annual Securities Industry Symposium for an afternoon of collaborating with colleagues and networking with other securities professionals. Planned interviews include conversations with David A. Glockner (Director of the SEC’s Chicago Regional Office) and Timothy D. Hauser (DOL Deputy Assistant Secretary for Program Operations). We will also have panel discussions on litigation trends and updates, diversity in the securities industry, considerations in light of the aging population of financial advisors, and a discussion on FINTECH, robo-advisors and crowdfunding.
Date & Time:
Registration: 12:15 - 12:45 p.m.
4.2 Missouri CLE, including 1.0 Ethics Credit, pending
Contact Bree Harms at 314-345-4762 or email@example.com.
For information on past symposiums, click here.